Le Groupe de travail sur la modernisation relative aux marchés financiers de l’Ontario (le « groupe de travail ») a récemment soumis au ministre des Finances de l’Ontario son rapport final (le « rapport »), qui modifie et...more
The Ontario Capital Markets Modernization Taskforce (Taskforce) recently delivered its final report (Report), which updates and expands on the recommendations contained in its July 2020 initial consultation report (Initial...more
Le 9 juillet 2020, le Groupe de travail sur la modernisation relative aux marchés financiers de l’Ontario (le « groupe de travail ») a publié son rapport de consultation initial (le « rapport initial »), lequel comporte près...more
On July 9, 2020, the Ontario Capital Markets Modernization Taskforce (Taskforce) published its initial consultation report (Initial Report), which contained nearly 50 proposals aimed at modernizing the regulation of the...more
As it officially opened its Office of the Whistleblower, the Ontario Securities Commission (OSC) also unveiled the final version of OSC Policy 15-601 – Whistleblower Program (Policy), which provides the framework for the...more
Securities regulators in Ontario and Quebec recently announced the launches of separate whistleblower programs in the two jurisdictions. While the Ontario Securities Commission’s (OSC) whistleblower program (OSC Program)...more
In the second round of public comments on the Ontario Securities Commission’s (OSC) proposed whistleblower program (Program), stakeholders expressed continued concerns that the Program, as outlined in OSC Policy 15-601...more
The public comments on the Ontario Securities Commission (OSC)’s proposed whistleblower program (Program) evidence considerable concern that the Program could undermine issuers’ internal reporting and compliance programs,...more
7/9/2015
/ Anti-Retaliation Provisions ,
Canada ,
Chief Compliance Officers ,
Compliance ,
Conflicts of Interest ,
Corporate Governance ,
Corporate Officers ,
Directors ,
Incentives ,
Internal Reporting ,
Ontario Securities Commission (OSC) ,
Whistleblower Awards ,
Whistleblowers
Staff of the Ontario Securities Commission (OSC) has released for public comment a consultation paper on a proposed whistleblower program (Program), under which whistleblowers would be eligible for a financial reward of up to...more