On September 19, 2023, the jurisdictional boundaries between the regulation of swaps by the Commodity Futures Trading Commission (the “CFTC”) and the regulation of security-based swaps (“SBSs”) by the Securities and Exchange...more
In response to changes in business practices, regulations and laws eventually change, too. During the past few years derivatives markets are witnessing this change as it applies to trading facilities as well as to entities...more
3/3/2023
/ CFTC ,
Commodity Trading Advisors (CTAs) ,
Decentralized Autonomous Organization (DAO) ,
Decentralized Finance (DeFi) ,
Derivatives ,
Designated Contract Markets (DCMs) ,
Digital Assets ,
Dodd-Frank ,
European Securities and Markets Authority (ESMA) ,
Financial Markets ,
Securities and Exchange Commission (SEC) ,
Swap Dealers ,
Swap Execution Facilities ,
Swaps
The election of Donald J. Trump as the 45th President of the United States, along with the Republican control of the majority of both the House of Representatives and the Senate, will likely result in significant changes in...more
11/21/2016
/ Administrative Appointments ,
Banking Sector ,
CFTC ,
Constitutional Challenges ,
Consumer Financial Protection Bureau (CFPB) ,
Cross-Border Transactions ,
Department of Labor (DOL) ,
Dodd-Frank ,
EBSA ,
Employee Retirement Income Security Act (ERISA) ,
Energy Sector ,
FDIC ,
Federal Reserve ,
FERC ,
FHFA ,
Financial Institutions ,
Financial Markets ,
FSOC ,
Investment Advisers Act of 1940 ,
Investment Company Act of 1940 ,
JOBS Act ,
OCC ,
PHH Corp. v CFPB ,
Popular ,
Presidential Elections ,
Sarbanes-Oxley ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Swaps ,
Trump Administration