Michael Lohnes

Michael Lohnes

Katten Muchin Rosenman LLP

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Financial Markets and Funds Quick Take | Issue 36

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

3/13/2025  /  CFTC , Cryptocurrency , Data Privacy , Digital Assets , Enforcement Actions , European Commission , Executive Orders , NYDFS , Reporting Requirements , Securities and Exchange Commission (SEC)

Privacy, Data and Cybersecurity Quick Clicks | Issue 26

Katten's Privacy, Data and Cybersecurity Quick Clicks is a monthly newsletter highlighting the latest news and legal developments involving privacy, data and cybersecurity issues across the globe....more

2/27/2025  /  Artificial Intelligence , Consumer Financial Protection Bureau (CFPB) , Cybersecurity , Data Privacy , Enforcement Actions , EU , European Commission , European Data Protection Board (EDPB) , Reporting Requirements , Securities and Exchange Commission (SEC)

SEC Grants Further Relief From Including Personally Identifiable Information in CAT Reporting

On February 10, the Securities and Exchange Commission (SEC) granted relief exempting industry members from reporting a natural person’s name, address, and year of birth to the Consolidated Audit Trail (CAT). Industry members...more

2/14/2025  /  Cybersecurity , Data Privacy , Data Protection , Financial Services Industry , Investors , Personally Identifiable Information , Reporting Requirements , Risk Management , Securities and Exchange Commission (SEC)
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