Good nonprofit governance is challenging. It involves crafting and implementing smart policies that can be clearly communicated and anticipate future problems. This is easier said than done, especially with unpaid boards and,...more
1/30/2024
/ Code of Conduct ,
Colleges ,
Excise Tax ,
Faculty ,
Federal Student Aid ,
Free Speech ,
Governance Standards ,
Nonprofits ,
Policies and Procedures ,
Protests ,
Tax Exemptions ,
Universities
The US Securities and Exchange Commission (SEC) has adopted a new standard called Regulation Best Interest (Reg BI) that shifts the focus on protecting customers first and foremost. Although the regulation possibly puts...more
8/1/2022
/ Best Interest Standard ,
Broker-Dealer ,
Compliance ,
Conflicts of Interest ,
Consumer Protection Laws ,
Cryptoassets ,
Cryptocurrency ,
Disclosure Requirements ,
Due Diligence ,
EU ,
Fiduciary Duty ,
Financial Adviser ,
Investment Adviser ,
Securities and Exchange Commission (SEC)
On April 23, 2020, the Massachusetts Legislature passed an act providing for remote notarization to address challenges related to the 2019 novel coronavirus (COVID-19). The act has been sent to Governor Baker for his review...more