On Aug. 26, 2020, the Securities and Exchange Commission (SEC) announced amendments to the definitions of “accredited investor” and “qualified institutional buyer” (QIBs) to expand the universe of investors who are eligible...more
8/28/2020
/ Accredited Investors ,
Amended Regulation ,
Capital Formation ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Opportunities ,
Private Offerings ,
Qualified Institutional Buyers ,
Regulation D ,
Rule 501(a) ,
Rule 506 ,
Rule 506 Offerings ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)
On Sept. 10, the Securities and Exchange Commission (“SEC”) announced the filing of settlement enforcement actions against two Nevada sports betting funds alleging that the funds had violated the registration requirements of...more
The price of bitcoin is down nearly 80 percent since January 2018. Many other cryptocurrencies are down with it and investors are bearish about the future of digital assets. Atop such industry concerns, three recent...more
9/17/2018
/ Bitcoin ,
Broker-Dealer ,
Cryptocurrency ,
Enforcement Actions ,
Initial Coin Offering (ICOs) ,
Misrepresentation ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Violations ,
Token Sales ,
Unregistered Securities