The SEC recently adopted Rule 148 to address whether companies that present at “demo days” held by angel investor groups, incubators or accelerators are participating in a “general solicitation” for investments under...more
6/4/2021
/ Accelerators ,
Angel Investors ,
Incubators ,
Investment ,
Investment Adviser ,
Investment Firms ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Startups ,
Venture Capital
On Aug. 26, 2020, the Securities and Exchange Commission (SEC) announced amendments to the definitions of “accredited investor” and “qualified institutional buyer” (QIBs) to expand the universe of investors who are eligible...more
8/28/2020
/ Accredited Investors ,
Amended Regulation ,
Capital Formation ,
Financial Industry Regulatory Authority (FINRA) ,
Investment Opportunities ,
Private Offerings ,
Qualified Institutional Buyers ,
Regulation D ,
Rule 501(a) ,
Rule 506 ,
Rule 506 Offerings ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)
On Sept. 10, the Securities and Exchange Commission (“SEC”) announced the filing of settlement enforcement actions against two Nevada sports betting funds alleging that the funds had violated the registration requirements of...more