Stacy McLean

Blake, Cassels & Graydon LLP

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OSC Seeks Public Input on Reducing Regulatory Burdens for Market Participants

The Ontario Securities Commission (OSC) recently announced plans to engage in a structured public consultation process as the next step in its efforts to reduce the regulatory burden for market participants. The public...more

1/23/2019 / Canada , Canadian Securities Administration , Comment Period , Ontario Securities Commission (OSC)

CSA Publishes Reforms to Enhance Client-Registrant Relationship and Policy on Embedded Commissions

The Canadian Securities Administrators (CSA) recently released two highly anticipated notices related to CSA’s investor protection initiatives. The proposals are the result of a lengthy consultation process and aim to better...more

7/11/2018 / Canada , Canadian Securities Administration , Comment Period , Investors , Proposed Amendments

Making a Bright Line at the Border: CSA and OSC Seek to Clarify How Canadian Securities Laws Apply to Trades Outside Canada

On June 29, 2017, the Ontario Securities Commission (OSC) published a Second Notice and Request for Comment (Second Notice) on an amended Proposed OSC Rule 72-503 Distributions Outside Canada (Rule 72-503) and Proposed...more

7/6/2017 / Canada , Canadian Securities Administration , Comment Period , Exemptions , Ontario Securities Commission (OSC) , Proposed Amendments , Proposed Rules

CSA Propose Amendments to Reduce Compliance Burden for Private Placement Reports on Form 45-106F1

On June 8, 2017, the Canadian Securities Administrators (CSA) published for comment proposed amendments to Form 45-106F1, the form used for private placement reporting in Canada. The proposed amendments are intended to...more

6/12/2017 / Accredited Investors , Canada , Canadian Securities Administration , Comment Period , Institutional Investors , Private Placements , Proposed Amendments

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