In the ever-evolving compliance landscape for life sciences companies, staying abreast of current trends and developing best practices to assess and mitigate risks is critical. Environmental, Social, and Governance (ESG)...more
Users of ephemeral messaging applications may intend that their messages be—as the word “ephemeral” suggests—short lived, but the real-world consequences and legal ramifications from improper use of such apps can be anything...more
10/7/2022
/ Books & Records ,
Broker-Dealer ,
CFTC ,
Compliance ,
Department of Justice (DOJ) ,
Electronic Communications ,
Enforcement ,
Federal Trade Commission (FTC) ,
Foreign Corrupt Practices Act (FCPA) ,
Instant Messaging Apps ,
Investment Adviser ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC) ,
Snapchat ,
WhatsApp
With great anticipation, on September 14 the European Union proposed a new regulation broadly prohibiting the import, export and sale of goods made wholly or in part with forced labor (“Proposed Regulation”)....more
On June 21, 2022, the Council of the European Union (“European Council”) and European Parliament (“Parliament”) reached a provisional political agreement on the Corporate Sustainability Reporting Directive (“CSRD”). A copy of...more
The public comment period for the Securities and Exchange Commission’s (“SEC”) proposed rules on climate-related disclosures (the “Proposal”) closed on June 17, 2022. The Proposal, which was released on March 21, 2022, would...more
We are delighted to bring this edition of Spotlight Magazine to you after the disruption of the past two years and the COVID-19 pandemic. There has been a sea of regulatory change that has evolved during this time, masked by...more
6/13/2022
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Anti-Money Laundering ,
Blacklist ,
Coronavirus/COVID-19 ,
Corporate Governance ,
Credit Funds ,
Debt ,
Depository Institutions ,
ELTIF ,
Environmental Social & Governance (ESG) ,
EU ,
Fee Disclosure ,
Financial Institutions ,
Financial Statements ,
Greenhouse Gas Emissions ,
Investment Funds ,
Lenders ,
Liquidity Management ,
Private Equity ,
Securities and Exchange Commission (SEC)