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Georgia Enacts Broker-Dealer and Investment Adviser Financial Exploitation Law

On May 3, 2023, Georgia became the latest state to enact legislation to protect elder and vulnerable adults from financial exploitation. The new law which goes into effect on July 1, 2023, requires broker-dealers and...more

South Carolina Enacts Broker-Dealer and Investment Adviser Financial Exploitation Law

On May 18, 2021, South Carolina became the latest state to enact legislation to protect elder and vulnerable adults from financial exploitation. The new law allows broker-dealers and state-registered investment advisers to...more

Arkansas Modifies Its Financial Exploitation Report and Hold Statute

On April 1, 2021, Arkansas modified its law protecting elder and vulnerable adults from financial exploitation. The enacted Arkansas Senate Bill 151 modifies Arkansas’s financial exploitation law, Ark. Code § 23-42-309, by...more

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