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AI Transcripts and Investment Advisers: Embracing Technology While Meeting SEC Requirements

There has been a boom recently regarding investment advisers’ use of artificial intelligence (“AI”) to transcribe client and internal meetings. Among other applications, AI features such as Zoom AI Companion, Microsoft...more

SEC Settles Charges Against Investment Advisers for Misleading AI Claims

On March 18, 2024, the Securities and Exchange Commission announced settled charges against two SEC registered investment advisers for making false and misleading statements about their purported use of artificial...more

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