Tim Phillips

Blake, Cassels & Graydon LLP

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OSC Proposes New Rules to Restrict Short Selling Ahead of Offerings of Public Securities

On June 6, 2025, the Ontario Securities Commission (OSC) proposed amendments (Proposed Amendments) to OSC Rule 48-501 Trading during Distributions, Formal Bids and Share Exchange Transactions (OSC Rule 48-501) that will, if...more

6/30/2025 / Canada , Capital Markets , Exemptions , Ontario Securities Commission (OSC) , Proposed Amendments , Regulatory Reform , Rulemaking Process , Securities Regulation , Short Selling

Canadian Securities Administrators Propose Amendments to OTC Derivatives Trade Reporting Rules

The Canadian Securities Administrators (CSA) have published proposed amendments (Proposed Amendments) to the Provincial Trade Reporting Rules (defined below). The Proposed Amendments are meant to streamline Canada’s...more

7/11/2022 / Canada , Canadian Securities Administration , Derivatives , Over The Counter Derivatives (OTC) , Proposed Amendments , Reporting Requirements

CSA Propose Rules to Streamline “At-The-Market” Equity Offering Process for Canadian Issuers

On May 9, 2019, the Canadian Securities Administrators (CSA) published for comment proposed amendments (Proposed Amendments) to National Instrument 44-102 Shelf Distributions and its companion policy (Shelf Rules) that would...more

5/14/2019 / Canada , Canadian Securities Administration , Comment Period , Proposed Amendments , Reporting Requirements

Making a Bright Line at the Border: CSA and OSC Seek to Clarify How Canadian Securities Laws Apply to Trades Outside Canada

On June 29, 2017, the Ontario Securities Commission (OSC) published a Second Notice and Request for Comment (Second Notice) on an amended Proposed OSC Rule 72-503 Distributions Outside Canada (Rule 72-503) and Proposed...more

7/6/2017 / Canada , Canadian Securities Administration , Comment Period , Exemptions , Ontario Securities Commission (OSC) , Proposed Amendments , Proposed Rules

CSA Propose Amendments to Reduce Compliance Burden for Private Placement Reports on Form 45-106F1

On June 8, 2017, the Canadian Securities Administrators (CSA) published for comment proposed amendments to Form 45-106F1, the form used for private placement reporting in Canada. The proposed amendments are intended to...more

6/12/2017 / Accredited Investors , Canada , Canadian Securities Administration , Comment Period , Institutional Investors , Private Placements , Proposed Amendments

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