Tim Phillips on Ontario Securities Commission (OSC)

Dérivés de gré à gré : les ACVM donnent des indications sur la période de transition et la CVMO établit de nouveaux droits

Les organismes de réglementation des valeurs mobilières à l’échelle internationale adoptent de nouvelles normes harmonisées concernant la déclaration des données sur les dérivés, et les Autorités canadiennes en valeurs...more

12/9/2022 / Canada , Canadian Securities Administration , CFTC , Derivatives , Ontario Securities Commission (OSC)

CSA Provides Derivatives Data Reporting Transition Guidance and the OSC Establishes New Fee for OTC Derivatives Market...

As global securities regulators begin to implement new, harmonized international derivatives data reporting standards, the Canadian Securities Administrators (CSA) has provided transitional guidance to over-the-counter (OTC)...more

12/6/2022 / Canada , Canadian Securities Administration , CFTC , Derivatives , Ontario Securities Commission (OSC)

Le Groupe de travail sur la modernisation relative aux marchés financiers de l’Ontario publie son rapport final

Le Groupe de travail sur la modernisation relative aux marchés financiers de l’Ontario (le « groupe de travail ») a récemment soumis au ministre des Finances de l’Ontario son rapport final (le « rapport »), qui modifie et...more

3/3/2021 / Canada , Canadian Securities Administration , Capital Markets , Environmental Social & Governance (ESG) , IIROC , Ontario Securities Commission (OSC) , Self-Regulatory Organizations

Ontario Capital Markets Modernization Taskforce Issues Final Report

The Ontario Capital Markets Modernization Taskforce (Taskforce) recently delivered its final report (Report), which updates and expands on the recommendations contained in its July 2020 initial consultation report (Initial...more

2/26/2021 / Canada , Canadian Securities Administration , Capital Markets , Environmental Social & Governance (ESG) , IIROC , Ontario Securities Commission (OSC) , Self-Regulatory Organizations

Rapport initial du Groupe de travail sur la modernisation relative aux marchés financiers de l’Ontar

Le 9 juillet 2020, le Groupe de travail sur la modernisation relative aux marchés financiers de l’Ontario (le « groupe de travail ») a publié son rapport de consultation initial (le « rapport initial »), lequel comporte près...more

7/20/2020 / Accredited Investors , Canada , Canadian Securities Administration , Ontario Securities Commission (OSC)

Ontario Capital Markets Modernization Taskforce Outlines Proposed Regulatory Changes

On July 9, 2020, the Ontario Capital Markets Modernization Taskforce (Taskforce) published its initial consultation report (Initial Report), which contained nearly 50 proposals aimed at modernizing the regulation of the...more

7/16/2020 / Accredited Investors , Canada , Canadian Securities Administration , Ontario Securities Commission (OSC)

Burden Reduction: OSC Addresses 199 Problems

The Ontario Securities Commission (OSC) has released its Reducing Regulatory Burden in Ontario’s Capital Markets report (Report), identifying 107 initiatives to address 34 underlying concerns identified in the 199 suggestions...more

12/2/2019 / Canada , Canadian Securities Administration , IIROC , Investment Funds , Ontario Securities Commission (OSC)

Alert: CSA, OSC Remind Non-Canadian Trading Platforms of Canadian Regulatory Requirements

On January 4, 2018, the Canadian Securities Administrators (CSA) published Staff Notice 21-322 Applicability of Regulation to the Operation of MTFs or OTFs in Canada (CSA Staff Notice) and the Ontario Securities Commission...more

1/18/2018 / Canada , Canadian Securities Administration , Capital Markets , Ontario Securities Commission (OSC)

Mandatory Clearing of OTC Derivatives Delayed for Certain Entities

The Canadian Securities Administrators (CSA) have taken steps to postpone until August 20, 2018 the phase-in date of the mandatory clearing requirements set out in National Instrument 94-101 Mandatory Central Counterparty...more

8/17/2017 / Canada , Canadian Securities Administration , Delays , Derivatives , Ontario Securities Commission (OSC) , Over The Counter Derivatives (OTC)

Making a Bright Line at the Border: CSA and OSC Seek to Clarify How Canadian Securities Laws Apply to Trades Outside Canada

On June 29, 2017, the Ontario Securities Commission (OSC) published a Second Notice and Request for Comment (Second Notice) on an amended Proposed OSC Rule 72-503 Distributions Outside Canada (Rule 72-503) and Proposed...more

7/6/2017 / Canada , Canadian Securities Administration , Comment Period , Exemptions , Ontario Securities Commission (OSC) , Proposed Amendments , Proposed Rules

Proposed OSC Rule 72-503 Aims to Provide Clarity on Distributions from Ontario to Outside Canada

On June 30, 2016, the Ontario Securities Commission (OSC) published for comment Proposed OSC Rule 72-503 Distributions Outside of Canada (Rule 72-503) and Proposed Companion Policy 72-503CP (Companion Policy, and together...more

7/21/2016 / Accredited Investors , Canada , Exemptions , Filing Requirements , Ontario Securities Commission (OSC) , Prospectus

Tim Phillips

Blake, Cassels & Graydon LLP

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