Back to the Future: 2017 [Expect Focus Life Insurance – December 2016]

- Should Your Company Purchase Bitcoin to Pay a Cyber Ransom?

- NAIC Draws Line in CFPB Sandbox

- NAIC’s Big Data Task Force Sets Charges for 2017

- Broker-Dealers Can Hold Customers’ Initial Checks

- FINRA Fines Firms For Not Supervising L-Share Annuity Sales

- Complaint Against New York Life Dismissed in Action Testing Application of California’s Usury Laws

- Seventh Circuit Affirms Insurer’s Duty to Pay Policy Proceeds Under Wisconsin Statute

- Pennsylvania District Court Rejects Effort to Certify Retained Asset Account Claims Against Prudential

- SEC and OCC Seek Accommodation with Fintech Firms

- Insurable Interest Found in Life Insurance Policies Procured by Investors Through Fraudulent STOLI Scheme

- Court Upholds SEC on “Backtested” Investment Strategy Illustrations

- FINRA Focus on Cybersecurity Continues

- Complex Investment Product Training Materials Under Fire

- FINRA Seeks Clean Sweep of Abusive Cross-Selling Practices

- Dodd-Frank in a Trump Administration

- SEC Adopts Liquidity Risk Programs for Funds

- SEC Watchdog to Watch Watchdog

Please see full Publication below for more information.

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Written by:

Carlton Fields
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