Back to the Future: 2017 [Expect Focus Life Insurance – December 2016]

- Should Your Company Purchase Bitcoin to Pay a Cyber Ransom?

- NAIC Draws Line in CFPB Sandbox

- NAIC’s Big Data Task Force Sets Charges for 2017

- Broker-Dealers Can Hold Customers’ Initial Checks

- FINRA Fines Firms For Not Supervising L-Share Annuity Sales

- Complaint Against New York Life Dismissed in Action Testing Application of California’s Usury Laws

- Seventh Circuit Affirms Insurer’s Duty to Pay Policy Proceeds Under Wisconsin Statute

- Pennsylvania District Court Rejects Effort to Certify Retained Asset Account Claims Against Prudential

- SEC and OCC Seek Accommodation with Fintech Firms

- Insurable Interest Found in Life Insurance Policies Procured by Investors Through Fraudulent STOLI Scheme

- Court Upholds SEC on “Backtested” Investment Strategy Illustrations

- FINRA Focus on Cybersecurity Continues

- Complex Investment Product Training Materials Under Fire

- FINRA Seeks Clean Sweep of Abusive Cross-Selling Practices

- Dodd-Frank in a Trump Administration

- SEC Adopts Liquidity Risk Programs for Funds

- SEC Watchdog to Watch Watchdog

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Carlton Fields | Attorney Advertising

Written by:

Carlton Fields

Carlton Fields on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide