News & Analysis as of

Annuities

Carlton Fields

Coming in From the Cold: SEC Proposes Broad-Based Advertising for RILAs and MVAs

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On May 19, the Securities and Exchange Commission proposed sweeping and impactful amendments to its registration and communications rules and forms. The proposed amendments, discussed in our prior alert, would result in the...more

Carlton Fields

Under the Microscope: A Closer Look at Regulators’ Life and Annuities Priorities

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After the Life Insurance and Annuities Illustrations (A) Working Group dissected annuity illustrations, it reported its findings to the A Committee. The working group discovered that the use of high illustrated rates and the...more

Mitchell, Williams, Selig, Gates & Woodyard,...

When Selling Annuities Becomes Investment Advice: A Guide for Insurance Providers

For insurance companies and agents, the distinction between selling annuities and providing investment advice can blur unexpectedly. When annuity sales involve discussions about a client's securities portfolio or...more

Carlton Fields

NAIC Readies Launch of New Illustration Requirements

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On March 31, Ben Slutsker, chair of the National Association of Insurance Commissioners’ Life Insurance and Annuities Illustration Working Group, made clear that “it is a go” to “address annuity illustrations, and...more

Troutman Pepper Locke

NAIC Signals Potential Tightening of Annuity Illustration Practices

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In 2026, the NAIC Life Insurance and Annuities (A) Committee, chaired by Iowa and vice chaired by Michigan, is largely focusing on annuity sales practices, including annuity buyers guides, suitability, and annuity...more

Husch Blackwell LLP

Sixth Circuit, Missouri District Court Differ as to Whether ERISA Requires Updated Mortality Tables

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Last week, two different federal courts came to two different conclusions regarding whether the use of allegedly “outdated” mortality tables violates ERISA’s provisions that certain lifetime annuities be “actuarially...more

Carlton Fields

Regulators Open the Door to Revising Annuity Illustration Requirements

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On February 24, 2026, the National Association of Insurance Commissioners’ Life Insurance and Annuities Illustrations Working Group made its debut appearance. As a prelude, Ben Slutsker, director of life actuarial valuation...more

Skadden, Arps, Slate, Meagher & Flom LLP

ReFocus 2026 Life and Annuity Conference Key Takeaways

Skadden’s Insurance practice was prominently represented among attendees of ReFocus 2026. Drawing from conversations at ReFocus 2026 and our observations of current market trends, we have the following five key takeaways for...more

Bond Schoeneck & King PLLC

Have You Checked Your Beneficiary Designations?

When was the last time you checked your beneficiary designations? Imagine spending years building your savings and crafting an estate plan, only to have your assets pass to the wrong person. Often, individuals think that once...more

Mayer Brown

UK Regulator Sets Out Insurance Supervision Priorities for 2026

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On 15 January 2026, the Prudential Regulation Authority ("PRA") published its annual letter setting out supervisory priorities for the UK insurance sector for the year ahead. What is the purpose of the PRA's 2025...more

Carlton Fields

The SEC and Fixed Indexed Annuities: Regulation by Enforcement Is Alive and Well

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Notwithstanding the SEC’s recently publicized shift away from “regulation by enforcement,” the practice appears alive and well when it comes to fixed indexed annuities (FIAs). In particular, the SEC’s continuing litigation in...more

Carlton Fields

NAIC Fall Meeting Lineup: Key Acts to Watch

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At the National Association of Insurance Commissioners (NAIC) Fall National Meeting, new updates and activities from various NAIC groups stepped up to the main stage. Here are the headliners for life insurance and...more

Carlton Fields

The Rise of Lifetime Income Options

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Traditional pensions, known as defined benefit plans, have been on the decline since their heyday in the 1960s. Guaranteed lifetime income was a key feature of traditional pension plans. Benefits under a plan would be paid...more

Blake, Cassels & Graydon LLP

Cinq facteurs à considérer pour réduire les risques liés aux régimes de retraite

Les administrateurs de régimes de retraite sont plus que jamais à la recherche de stratégies de réduction des risques pour gérer les différents risques liés aux régimes de retraite à prestations déterminées. Dans un contexte...more

Blake, Cassels & Graydon LLP

Five Considerations for Navigating Pension Plan De-Risking

Pension plan administrators are increasingly exploring de-risking strategies to manage various risks associated with defined benefit pension plans. As de-risking becomes more common, administrators need to understand the...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

The DOL Opens the Door: Managed Accounts Meet Lifetime Income

I’m encouraged by the DOL’s issuance of Advisory Opinion 2025-04A, which affirms that a managed-account strategy incorporating a lifetime income component can qualify as a Qualified Default Investment Alternative (QDIA). This...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

$46 Trillion: A Milestone Wrapped in Responsibility

When total U.S. retirement assets hit a record $45.8 trillion in Q2 2025, it was headline news—and for good reason. not just a number; it’s a massive concentration of faith, expectations, and fiduciary risk. As one of the...more

Holland & Knight LLP

The Current Trends in Actuarial Equivalent Suits

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Large pension plans have been facing a wave of lawsuits from participants since 2018 relating to whether the qualified joint and survivor annuities (QJSA) and other forms of annuities provided by the plans are the "actuarial...more

Morgan Lewis

US Department of Labor Greenlights Managed Account-Based Lifetime Income Offering

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The US Department of Labor recently issued an advisory opinion clarifying whether a managed account–based lifetime income offering could qualify as a qualified default investment alternative....more

Mayer Brown

PRA Update on Approach to FundedRe

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In its priorities for 2025, the Prudential Regulation Authority (PRA) signalled that it would remain focused on the bulk purchase annuity (BPA) market.1 In a speech on 18 September 2025, the PRA has duly delivered a further...more

Hogan Lovells

HL UK Pensions Law Digest 22 September 2025

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Pensions Regulator: revised enforcement strategy - The Pensions Regulator (TPR) is consulting on a revised enforcement strategy, aimed at making its enforcement “smarter, more strategic and more impactful”. TPR explains...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

The DOL is Right to Scrap the Annuity Safe Harbor

The Insured Retirement Institute (IRI) is once again carrying water for the annuity industry, this time urging the Department of Labor to retain a regulatory safe harbor that’s already obsolete. The safe harbor in question,...more

Carlton Fields

NAIC Working Group Paints a Picture of Insurer Oversight Expectations

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On August 7, 2025, the National Association of Insurance Commissioners’ Annuity Suitability (A) Working Group released draft safe harbor regulatory guidance that paints a clearer picture of how insurers should oversee third...more

Bradley Arant Boult Cummings LLP

Selecting Annuity Providers for Retirement Plans: Tips for Success

When a plan administrator selects an insurer to provide annuities for a retirement plan subject to ERISA, it is engaging in a fiduciary act that must be conducted prudently. Mistakes in this process can expose the plan...more

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

A Marriage of Old and New: Transamerica, Nuveen, and TIAA Team Up on Lifetime Income Solution

In a world where retirement plan innovation often comes with more flash than substance, it’s refreshing to see a strategic alliance that actually addresses a fundamental challenge in defined contribution plans: providing real...more

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