SEC Adopts New Electronic Filing Requirements for Institutional Investment Managers and Advisers; Amendments to Form 13F -
The Securities and Exchange Commission (SEC) has adopted amendments requiring investment advisers, institutional investment managers and other entities to file or submit certain documents electronically. The SEC also is amending Form 13F — the reporting document filed by institutional investment managers pursuant to Section 13(f) of the Securities Exchange Act of 1934 — to require filers to provide additional identifying information and to modernize the structure of data reporting.
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