On September 13, please join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, Brian Rubin, Issa Hanna, Ben Marzouk, Bria Adams and Sue Lee for our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:
Best Execution Risk See more +
On September 13, please join Eversheds Sutherland (US) attorneys Clifford Kirsch, Michael Koffler, Brian Rubin, Issa Hanna, Ben Marzouk, Bria Adams and Sue Lee for our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:
Best Execution Risk Alert
Update on Trading Away Enforcement
SEC Standard of Conduct Rulemaking Update
Testimonial and Pay-to-Play Enforcement Cases
Share Class Self-Reporting Initiative Update
Other Recent Enforcement Cases See less -
