Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Issa Hanna, Ben Marzouk and Bria Adams for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:
SEC’s final standard of conduct rules
The Robare See more +
Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Issa Hanna, Ben Marzouk and Bria Adams for the latest in our quarterly series of complimentary webcasts dedicated to issues affecting investment advisers. This webcast will focus on adviser regulatory developments and examinations and other important trends, including:
SEC’s final standard of conduct rules
The Robare ruling regarding “may” disclosures and “willfulness”
State securities initiatives
The SEC’s MMI no-action letter – mutual fund prospectus delivery
OCIE risk alert on cloud-based storage electronic communications See less -
