Colin Diamond

Colin Diamond

White & Case LLP

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SEC Issues Guidance on Proxy Voting Relevant to Proxy Advisers and Investment Advisers: Any Significant Impact on the Current...

Growing concerns regarding the increasingly prominent role of proxy advisory firms, including Institutional Shareholder Services and Glass Lewis, were largely not addressed when, on June 30, 2014, the Securities and Exchange...more

7/15/2014 - Compliance Investment Adviser Proxy Advisors Proxy Voting Guidelines SEC

DC Circuit Court of Appeals Upholds Conflict Minerals Disclosure Rules, But Strikes Down Requirement That Companies Label Their...

Last week, the US Court of Appeals for the District of Columbia (“DC Circuit”) issued its long-awaited opinion relating to legal challenges to the Securities and Exchange Commission’s (“SEC”) conflict minerals disclosure...more

4/22/2014 - Conflict Mineral Rules Disclosure Requirements Dodd-Frank First Amendment SEC

SEC Proposes Rules on Pay Ratio Disclosure

On September 18, 2013, the Securities and Exchange Commission (the “SEC”) approved by a three-to-two vote proposed rules (the “Proposed Rules”) implementing Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer...more

9/27/2013 - Annual Filings Annual Reports CEOs Disclosure Requirements Dodd-Frank Executive Compensation Form 10-K Pay Ratio Regulation S-K SEC

OFAC Issues New General License Authorizing the Provision of Specified Fee-Based Personal Internet Communications Services,...

Introduction - US sanctions restrictions have traditionally exempted exchanges of information and informational materials. However, because the prohibitions on exports of software and services are sufficiently broad to...more

6/17/2013 - Exports Iran Sanctions Licenses OFAC Sanctions Software

Netflix SEC Investigation Report Clarifies the Use of Social Media and Regulation FD

Regulation FD - Regulation FD prohibits US public companies or persons acting on their behalf from selectively disclosing material, nonpublic information to securities professionals or investors when it is reasonably...more

4/11/2013 - Disclosure Requirements Information Sharing Netflix Regulation FD SEC Social Media

Considerations for the 2013 Form 10-K and Annual Proxy Season

The upcoming 2013 proxy season will likely be impacted by new policies issued by proxy advisers, as well as shareholder activists taking advantage of previously adopted rules, rather than by recent legislative or rulemaking...more

1/7/2013 - Board of Directors CEOs Clawback Agreements Compensation Committee Conflict Mineral Rules Disclosure Requirements Dodd-Frank Form 10-K Iran Threat Reduction and Syria Human Rights Act ISS Nasdaq NYSE Pay-for-Performance Proxy Season Proxy Voting Guidelines Say-on-Pay SEC Shareholder Proposals Shareholders

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