John Sikora Jr.

John Sikora Jr.

Latham & Watkins LLP

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Investment Adviser Charged For Demoting Whistleblower in SEC’s First Anti-Retaliation Case

Investment adviser and its owner settle SEC enforcement action for nearly US$2.2 million. On June 16, 2014, the US Securities and Exchange Commission issued a cease and desist order and assessed a US$300,000 civil...more

6/20/2014 - Anti-Retaliation Provisions Enforcement Actions Popular Retaliation SEC Whistleblowers

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