Kevin Scanlan

Kevin Scanlan

Kramer Levin Naftalis & Frankel LLP

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Latest Posts › Investment Adviser


Funds Talk: February 2017

Private Fund Advisers, Robo-Advisers, ETFs Among SEC, FINRA Exam Priorities for 2017 - As the new year begins, U.S. regulators highlighted the areas – some new and some familiar – which will be the focus of their...more

2/2/2017 - Bail-In Provisions Banks Benefit Plan Sponsors BRRD Cybersecurity Department of Financial Services ERISA ETFs EU FINRA Insurance Industry Investment Adviser NYDFS Private Funds SEC SEC Examination Priorities

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