Kevin Scanlan

Kevin Scanlan

Dechert LLP

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Financial Services Quarterly Report - Second Quarter 2015: Incentive-Based Compensation: Dodd-Frank and the Example of Europe

After a four-year hiatus, some of the more controversial elements of the executive compensation rules mandated by the U.S. Dodd-Frank Act are back on the table. This article explores these elements – principally in the...more

7/8/2015 - Corporate Officers Directors Dodd-Frank EU Executive Compensation Financial Adviser Financial Institutions Incentive Compensation Investment Funds Investment Management Reporting Requirements Risk Management Shareholders

ACE Portal, in association with NYSE, Brings Technology to Private Equity Fundraising – An Interview with the General Counsel

In the Summer 2014 issue of the PE Newsletter we reviewed a private placement platform set up by ACE Portal, in partnership with the New York Stock Exchange, to facilitate the private placement of securities by issuers. The...more

5/29/2015 - Accredited Investors ACE Portal Broker-Dealer Crowdfunding FINRA Fundraisers General Counsel NYSE Private Equity Private Offerings Private Placement Platforms Private Placements Regulation D SEC

Recent SEC Actions Focus on Broker-Dealer Activity of Private Funds, Highlight Perils, and Generate Controversy

A recent public statement by a member of the senior staff (“Staff”) of the Securities and Exchange Commission (“SEC”) and recent SEC enforcement actions have reminded private equity and other private fund managers (such as...more

4/22/2013 - Broker-Dealer Finders Fund Managers Investment Adviser Marketing Private Funds Ranieri Partners Registration SEC Securities Exchange Act Transaction-Based Compensation

New U.S. Laws Criminalize Theft of Quantitative Trading and Investment Models and Other Trade Secrets and Dramatically Increase...

Introduction - The U.S. Congress recently passed two laws that raise the stakes dramatically for employees of financial services firms and anyone else who misappropriates trade secrets, including source code and other...more

2/6/2013 - Criminal Prosecution Damages Economic Espionage Act Injunctions Penalty Enhancements Theft of Trade Secrets Clarification Act Trade Secrets

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