Corporate and Financial Weekly Digest - January 18, 2013

Katten Muchin Rosenman LLP
Contact

In this issue:

- SEC Approves NYSE and NASDAQ New Compensation Committee and Adviser Listing Standards

- SEC Extends No-Action Letter Permitting Broker-Dealers to Rely on Certain Investment Advisers to Conduct Customer Identification Program Obligations

- FINRA Issues Annual Regulatory and Examination Priorities Letter for 2013

- CFTC Issues Exemptive Order to ICE Clear Credit Permitting Commingling and Portfolio Margining of Cleared Credit Default Swaps and Security-Based Swaps

- Life Sciences Company Obtains Dismissal of Shareholder Class Action

- Delaware Supreme Court Refines Standard for Missed Pre-Trial Deadlines

- Consumer Financial Protection Bureau Releases Final Mortgage Servicing Rules

- FTC Announces New Filing Thresholds for Hart-Scott-Rodino Pre-Merger Notifications

An excerpt from "FTC Announces New Filing Thresholds for Hart-Scott-Rodino Pre-Merger Notifications"

The Federal Trade Commission has announced the new notification thresholds for pre-merger notification reports that must be filed under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 (HSR Act). The notification thresholds are adjusted every year for inflation. The new thresholds go into effect on February 11, 2013.

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Written by:

Katten Muchin Rosenman LLP
Contact
more
less

Katten Muchin Rosenman LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide