Aaron Palmer

Blake, Cassels & Graydon LLP

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Les ACVM publient un règlement sur la conduite commerciale en dérivés

Contexte - Après un processus de consultation qui aura duré 10 ans, les Autorités canadiennes en valeurs mobilières (les « ACVM ») ont publié le Règlement 93-101 sur la conduite commerciale en dérivés (le « Règlement »),...more

10/18/2023 / Canada , Canadian Securities Administration , Derivatives , Financial Institutions , Over The Counter Derivatives (OTC) , Recordkeeping Requirements , Reporting Requirements

Derivatives Business Conduct Rule Issued by the Canadian Securities Administrators

Background - After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation governing dealing...more

10/6/2023 / Canada , Canadian Securities Administration , Derivatives , Financial Institutions , Over The Counter Derivatives (OTC) , Recordkeeping Requirements , Reporting Requirements

Derivatives End-Users Granted Interim Relief from Trade Reporting Obligations for Inter-Affiliate Transactions

Trade reporting obligations take effect in Ontario, Quebec and Manitoba (Applicable Provinces) on June 30, 2015 and will require over-the-counter (OTC) derivatives transactions between “End-Users” to be reported if either or...more

6/5/2015 / Affiliates , Canada , Canadian Securities Administration , Derivatives , End-Users , Financial Institutions , Ontario Securities Commission (OSC) , Over The Counter Derivatives (OTC) , Recordkeeping Requirements , Reporting Requirements

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