Regulator sets out its expectations for banks looking to provide digital asset custody services, and sell and distribute tokenised products.
On 20 February 2024, the Hong Kong Monetary Authority (HKMA) published two...more
3/5/2024
/ Banks ,
Consultation ,
Corporate Governance ,
Cryptocurrency ,
Custody ,
Digital Assets ,
Due Diligence ,
Financial Institutions ,
Financial Services Industry ,
Hong Kong ,
Hong Kong Monetary Authority (HKMA) ,
New Guidance ,
Risk Management ,
Token Sales ,
Tokenization
Revamped SFC and HKMA guidance applies to intermediaries that distribute products or provide dealing, advisory, and asset management services related to virtual assets.
On 20 October 2023, the Hong Kong Monetary...more
10/30/2023
/ Asset Management ,
Cryptoassets ,
FinTech ,
Hong Kong ,
Hong Kong Monetary Authority (HKMA) ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Institutional Investors ,
Investment Adviser ,
Investors ,
Joint Policy Statements ,
New Guidance ,
Regulatory Authority ,
Retail Investors ,
Trading Platforms
SFC proposes guidelines for intermediaries conducting and receiving market soundings in securities and capital market transactions.
On 11 October 2023, the Securities and Futures Commission (SFC) issued a consultation...more
The HKMA and the SFC permit relaxation of suitability and other regulatory requirements while dealing with high-net-worth and experienced investors.
On 28 July 2023, the Hong Kong Monetary Authority (HKMA) and the...more
8/21/2023
/ Accredited Investors ,
Code of Conduct ,
Financial Regulatory Agencies ,
Hong Kong ,
Hong Kong Monetary Authority (HKMA) ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Investors ,
Joint Policy Statements ,
New Guidance ,
Professional Investors ,
Regulatory Authority