As discussed in our prior blog posts, on June 4, 2025, the US Securities and Exchange Commission (Commission) published a concept release (Release) soliciting comments on whether to revise the definition of “foreign private...more
As discussed in our prior blog post, the US Securities and Exchange Commission (Commission) recently issued a concept release (Release) aiming to gather input on whether the criteria for designation as a foreign private...more
As discussed at an open meeting held on June 4, 2025, the US Securities and Exchange Commission (Commission) published a concept release (Release) soliciting comments on whether to revise the definition of “foreign private...more
The proxy statement has become an integral component of a public company’s preparation for its annual meeting of shareholders. The rules and regulations under the Securities and Exchange Act of 1934 (the Exchange Act),...more
3/28/2025
/ Board of Directors ,
Corporate Governance ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
Executive Compensation ,
Insider Trading ,
Proxy Statements ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation ,
Shareholders
This is the third part of a series covering certain securities law, corporate governance, and tax considerations related to stock options and restricted stock unit (RSU) awards granted by public companies....more
3/17/2025
/ Compliance ,
Corporate Governance ,
Employee Benefits ,
Executive Compensation ,
Internal Revenue Code (IRC) ,
IRS ,
Publicly-Traded Companies ,
Qualified Restricted Stock Units (RSUs) ,
Section 16 ,
Securities Regulation ,
Stock Options ,
Tax Liability ,
Tax Planning ,
Withholding Tax
With calendar year 2024 completed, US public companies with a December 31 fiscal year-end will be working to prepare their annual reports on Form 10-K for filing with the US Securities and Exchange Commission (SEC). Companies...more
On December 11, 2024, the United States Court of Appeals for the Fifth Circuit granted the consolidated petitions for review and vacated the order by the Securities and Exchange Commission (SEC) that approved Nasdaq’s rules...more
We are pleased to announce the availability of our calendar showing SEC filing deadlines and financial statement staleness dates for 2025.
Public companies are encouraged to keep in mind these important deadlines and...more
Becoming a first-time director of a public company is a goal not easily achieved and can represent a significant personal and professional accomplishment, giving an individual a platform to share their expertise to help a...more
10/24/2024
/ Board of Directors ,
Corporate Governance ,
Disclosure Requirements ,
Fiduciary Duty ,
Form 10-K ,
Insider Trading ,
Investors ,
MNPI ,
Proxy Statements ,
Publicly-Traded Companies ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Stocks ,
The Clayton Act