Ayah Zaidi

Ayah Zaidi

Foley Hoag LLP

Contact
View Bio
RSS

Latest Posts › CFTC

Share:

Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool...

INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (“SEC”) or at the state level are required to review their compliance policies and...more

2/4/2025  /  CFTC , Commodities Traders , Compliance , Data Privacy , Data Protection , Form ADV , General Data Protection Regulation (GDPR) , Investment Adviser , Required Forms , Securities and Exchange Commission (SEC)

CFTC Adopts Amendments to Rule 4.7

The Commodity Futures Trading Commission (CFTC) recently adopted a final rule amending CFTC Rule 4.7. CFTC Rule 4.7 provides an exemption from certain disclosure, recordkeeping and reporting requirements for registered...more

11/22/2024  /  Amended Rules , CFTC , Commodities , Commodity Trading Advisors (CTAs) , CPOs , Disclosure Requirements , Final Rules , Recordkeeping Requirements , Reporting Requirements
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide