Welcome to the latest edition of the Spectrum, covering hot-topic issues in the structured finance markets in the U.S. and UK. This edition features a close look at business development companies, an introduction to project...more
3/5/2025
/ Asset Management ,
Business Development Companies ,
Capital Investments ,
Capital Markets ,
Consumer Financial Products ,
Corporate Transparency Act ,
Financial Markets ,
Financial Services Industry ,
Insurance Industry ,
Investment ,
Investment Funds ,
Investment Management ,
Loans ,
Mortgage Lenders ,
Mortgages ,
Retail Investors ,
Securitization ,
Structured Finance
The Dodd–Frank Act continues to spawn new rules more than a decade after its passage. Our Financial Services & Products Group reviews a rule finalized 10 years after its proposal that protects security-based swaps from fraud...more
Our Privacy, Cyber & Data Strategy and Investment Management, Trading & Markets Teams review the Securities and Exchange Commission’s potentially transformative proposed rules that would require registered investment...more
NFA Adds Virtual Currency and Micro Contract Questions to Annual Questionnaire On December 6, 2021, the National Futures Association (NFA) released Notice I-21-42 to notify NFA members that new questions had been added to the...more
12/24/2021
/ Business Development Companies ,
Capital Markets ,
Decentralized Finance (DeFi) ,
Enforcement Actions ,
Internet Memes ,
Investment Management ,
NFA ,
Recordkeeping Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Transactions ,
Virtual Currency
It’s hot out there and the market’s even hotter! Cool off with the latest issue of the Structured Finance Spectrum, our newsletter featuring what’s new and newsworthy in structured finance.
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Our White Collar, Government & Internal Investigations Group discusses how new guidance from the Financial Action Task Force affects virtual asset service providers (VASPs) and others that deal with virtual assets....more