Many private equity, hedge and mutual funds constantly have to confront the complex control rules that may impact even the smallest of investments in banks or bank holding companies (BHCs). The issue may be as simple as...more
7/5/2016
/ Activist Hedge Funds ,
Bank Holding Company ,
Banks ,
Board of Directors ,
Controlling Stockholders ,
Financial Services Industry ,
FRB ,
Fund Managers ,
Hedge Funds ,
Investment Funds ,
Mutual Funds ,
Popular ,
Private Equity ,
Proxy Contests ,
Registered Investment Companies (RICs)
Marketplace lending in the U.S. continues to evolve at a rapid pace as a result of legal and regulatory developments and market forces. In particular:
- The Consumer Financial Protection Bureau recently ramped up its...more
The U.S. Federal Reserve Board (FRB) has become sensitized to safety and soundness concerns relating to shareholder protection arrangements. These arrangements are generally designed to protect existing shareholders of bank...more
The Volcker Rule (“Volcker Rule” or “Rule”) is intended to limit risks to the financial system that Congress believes may be created by (i) proprietary trading operations of insured depository institutions, foreign banking...more