Dr Alexander Behrens

Dr Alexander Behrens

A&O Shearman

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MiFID II/MiFIR – divergence emergence?

Since the beginning of the Brexit transition period, developments in both the UK and EU have impacted the MiFID rules in various ways. In the UK, there have been changes under the EUWA on-shoring process; “quick-fix”...more

8/11/2023  /  Banking Sector , Capital Markets , EU , Financial Conduct Authority (FCA) , Financial Services Industry , Investment , MiFID II , MiFIR , Regulatory Agenda , UK

ESG changes to MiFID II product governance regime

The European Commission has finalised its proposed ESG-related changes to MiFID II. These are intended to fit together with SFDR, and are part of a suite of ESG related changes being made via amends to AIFMD, the UCITS...more

9/28/2022  /  Commission Delegated Regulation , Disclosure Requirements , Environmental Social & Governance (ESG) , EU , European Commission , MiFID II , SFDR , UCITS

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

4/4/2022  /  AML/CFT , Banking Sector , EU Single Market , European Central Bank , European Securities and Markets Authority (ESMA) , Financial Institutions , Financial Markets , MiFID II

Regulatory monitoring: EU Version

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

3/2/2022  /  Banking Sector , Credit Institutions , European Securities and Markets Authority (ESMA) , MiFID , MiFID II , MiFIR

New ESG changes to MiFID II - What investment firms and banks need to know

The European Commission has finalised its proposed ESG-related changes to MiFID II. These are intended to fit together with SFDR, and are part of a suite of ESG related changes being made via amends to AIFMD, the UCITS...more

12/15/2021  /  Banks , Environmental Social & Governance (ESG) , EU , Institutional Investors , Investment Firms , MiFID II , SFDR

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

8/3/2021  /  Anti-Money Laundering , Cryptoassets , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , FinTech , MiFID II , MiFIR

Regulatory Monitoring - relevant developments regarding German and European regulatory law

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

12/7/2020  /  Anti-Money Laundering , Banking Sector , Banks , EMIR , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , FSB , Investment Funds , MiFID II
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