Dr Alexander Behrens

Dr Alexander Behrens

A&O Shearman

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Regulatory monitoring: EU version - April 2023

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

5/4/2023  /  Banking Sector , Banks , EMIR , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Institutions

Regulatory monitoring - April 2023

ECB in focus is our blog dedicated to the banking supervisory activities of the European Central Bank (ECB). We report on key developments in European banking regulation led by the ECB as part of the Single Supervisory...more

5/4/2023  /  BaFin , Banking Sector , Banks , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Services Industry , Investment Firms , MiFID , MiFIR

Regulatory monitoring - March 2023

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. In addition, we prepare an overview of articles and court decisions published in German...more

4/4/2023  /  Anti-Money Laundering , Banking Sector , EMIR , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Services Industry , MiFID , MiFIR

Regulatory monitoring: EU version - February 2023

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

3/2/2023  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

Regulatory monitoring - February 2023

ECB in focus is our blog dedicated to the banking supervisory activities of the European Central Bank (ECB). We report on key developments in European banking regulation led by the ECB as part of the Single Supervisory...more

3/1/2023  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

2/10/2023  /  Banking Sector , Banks , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Services Industry , Investment Firms , MiFID , MiFIR

Regulatory monitoring: EU Version(UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

2/10/2023  /  Anti-Money Laundering , Banking Sector , EMIR , ESRB , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Services Industry , MiFID , MiFIR

Regulatory Monitoring - relevant developments regarding German and European regulatory law - December 2022

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

12/5/2022  /  Banking Sector , Banks , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , European Supervisory Authorities (ESAs) , Financial Institutions , Investment Firms

Regulatory monitoring: EU Version - December 2022

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

12/1/2022  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

EU proposal to regulate third country providers of financial services: Where are we on CRDVI?

One year after the European Commission unveiled its Banking Package 2021, the Council has now agreed its position on the amendments to the Capital Requirement Directive, the EU framework regulating the banking sector (CRDVI)....more

11/16/2022  /  Banking Sector , Capital Requirements Directive IV (CRDIV) , EU , European Commission

Regulatory monitoring - October 2022

ECB in focus is our blog dedicated to the banking supervisory activities of the European Central Bank (ECB). We report on key developments in European banking regulation led by the ECB as part of the Single Supervisory...more

11/2/2022  /  Banking Sector , Banks , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Services Industry , Investment Firms , MiFID , MiFIR

Regulatory monitoring: EU Version - November 2022

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

11/1/2022  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

Regulatory monitoring: EU Version - October 2022

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

10/4/2022  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

ESG changes to MiFID II product governance regime

The European Commission has finalised its proposed ESG-related changes to MiFID II. These are intended to fit together with SFDR, and are part of a suite of ESG related changes being made via amends to AIFMD, the UCITS...more

9/28/2022  /  Commission Delegated Regulation , Disclosure Requirements , Environmental Social & Governance (ESG) , EU , European Commission , MiFID II , SFDR , UCITS

Regulatory monitoring - September 2022

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

9/6/2022  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

Regulatory monitoring: EU Version - August 2022

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

9/2/2022  /  Banking Sector , Banks , EU , European Securities and Markets Authority (ESMA) , Financial Institutions , Investment Firms , MiFID , MiFIR

Regulatory Monitoring - August 2022

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. In addition, we prepare an overview of articles and court decisions published in German...more

8/2/2022  /  Banking Sector , Banks , Capital Markets , EU , European Banking Authority (EBA) , European Central Bank , European Securities and Markets Authority (ESMA) , Financial Institutions

Regulatory Monitoring - June 2022

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. In addition, we prepare an overview of articles and court decisions published in German...more

6/2/2022  /  Banking Sector , Banks , EU , European Banking Authority (EBA) , European Central Bank , Financial Institutions

Regulatory monitoring

ECB in focus is our blog dedicated to the banking supervisory activities of the European Central Bank (ECB). We report on key developments in European banking regulation led by the ECB as part of the Single Supervisory...more

5/3/2022  /  Banking Sector , Banks , EU , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , Financial Institutions , Financial Services Industry , MiFID , MiFIR

Regulatory monitoring: EU Version (UPDATED)

The Council of the EU announced that it had reached political agreement with the EP on the ‘Daisy Chain’ proposal, which amends the EU bank resolution framework by: (i) incorporating a dedicated treatment for the indirect...more

5/2/2022  /  Banking Sector , Banks , EU , European Banking Authority (EBA) , Financial Institutions , Financial Services Industry

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

4/4/2022  /  AML/CFT , Banking Sector , EU Single Market , European Central Bank , European Securities and Markets Authority (ESMA) , Financial Institutions , Financial Markets , MiFID II

Regulatory monitoring: EU Version (UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

4/4/2022  /  Banking Sector , Banks , Capital Markets , European Banking Authority (EBA) , European Securities and Markets Authority (ESMA) , IOSCO , MiFID , Remuneration

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED)

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

3/2/2022  /  EU , European Securities and Markets Authority (ESMA) , Investment Firms , MiFID , MiFIR

Regulatory monitoring: EU Version

Our monthly regulatory newsletter monitors all relevant developments regarding European regulatory law in English language. ...more

3/2/2022  /  Banking Sector , Credit Institutions , European Securities and Markets Authority (ESMA) , MiFID , MiFID II , MiFIR

Regulatory Monitoring - relevant developments regarding German and European regulatory law (UPDATED

Our monthly regulatory newsletter monitors all relevant developments regarding German and European regulatory law in English language. ...more

2/1/2022  /  Anti-Money Laundering , BaFin , Banking Sector , EMIR , European Securities and Markets Authority (ESMA) , Germany , MiFID , MiFIR
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