Regulators consult on an investor identification regime and outsourcing requirements, and issue guidance on electronic storage of regulatory records and environmental risk management -
This blog post summarises key...more
Amidst its continued regulatory focus on money laundering and terrorist financing risks, the SFC seeks to clarify and consolidate guidance for licensed firms.
On 18 September 2020, the Hong Kong Securities and Futures...more
10/2/2020
/ AML/CFT ,
Anti-Money Laundering ,
Consultation ,
Corporate Governance ,
Cross-Border Transactions ,
Enforcement Actions ,
FATF ,
Hong Kong ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Proposed Amendments ,
Risk Assessment
Regulators seek to expand market connectivity for wealth management products and enhance financial institutions’ environmental risk management.
This blog post summarises key regulatory developments in Hong Kong and...more