Regulators seek to expand market connectivity for wealth management products and enhance financial institutions’ environmental risk management.
This blog post summarises key regulatory developments in Hong Kong and...more
MAS hopes to strengthen controls on market abuse with new client identification and record keeping requirements for FIs.
Key Points:
..In August 2019, the Monetary Authority of Singapore (MAS) proposed four new...more
8/9/2019
/ Beneficial Owner ,
Broker-Dealer ,
Capital Markets ,
Client Identification Rule ,
Electronic Identification ,
Financial Institutions ,
Market Abuse ,
Monetary Authority of Singapore ,
Penalty Enhancements ,
Recordkeeping Requirements ,
Singapore ,
Traders
Best execution is currently a hot topic for global regulators and the past year has seen notable regulatory focus in this area. Amid this development, firms are recommended to review their global best execution compliance...more