Artificial intelligence keeps improving at all sorts of things – including how to challenge corporate ethics and compliance programs. Even while you may still be struggling to tame the risks of generative AI, its more...more
Artificial intelligence reached another milestone at the start of February, this one particularly relevant for corporate compliance officers: on February 2, 2025, the first five articles of the EU AI Act went into effect....more
2/11/2025
/ AI Act ,
Artificial Intelligence ,
Compliance ,
Data Privacy ,
Data Protection ,
EU ,
Innovative Technology ,
Machine Learning ,
Regulatory Agenda ,
Regulatory Requirements ,
Risk Management ,
Risk Mitigation ,
Technology Sector
California sets the pace for all sorts of trends in the world – so perhaps compliance officers should take note of two recent advisories the state’s attorney general published on artificial intelligence. They capture a lot...more
2/5/2025
/ Artificial Intelligence ,
California ,
Compliance ,
Data Privacy ,
False Advertising ,
Healthcare ,
Privacy Laws ,
Regulatory Agenda ,
Regulatory Requirements ,
Risk Management ,
State Privacy Laws
The other week I was talking with a chief compliance officer, and asked her what she believes her biggest challenge will be in 2025. “Artificial intelligence,” she immediately replied. “Our IT department thinks they control...more
Look around the business landscape today, and supply-chain risks are everywhere – which means that sooner or later, those risks will appear on the compliance function’s radar screen too. They probably already have....more
12/18/2024
/ Chief Compliance Officers ,
Chief Information Security Officer (CISO) ,
China ,
Compliance ,
Corruption ,
Cybersecurity ,
Deregulation ,
Due Diligence ,
Economic Sanctions ,
EU ,
Exports ,
Multi-Factor Authentication ,
Regulatory Requirements ,
Risk Management ,
Supply Chain ,
Trump Administration
A few weeks back the U.S. Financial Crimes Enforcement Network (FinCEN) published a bulletin urging financial firms to do better at identifying deepfakes that fraudsters might use to evade customer due diligence programs. The...more
11/27/2024
/ Anti-Money Laundering ,
Artificial Intelligence ,
Compliance ,
Deep Fake ,
Due Diligence ,
Enforcement ,
FinCEN ,
Fraud ,
Internal Reporting ,
Popular ,
Regulatory Requirements ,
Risk Management
Risk assessments are one of the most important tasks a compliance officer performs – and also one of the most confounding. How do you keep assessing your organization’s risks in a disciplined, methodical manner, when the...more
Corporate compliance professionals can learn a lot from the audit world. Our latest lesson comes in a statement from the Securities and Exchange Commission, warning auditors to do better at identifying the risk of fraud among...more
10/20/2022
/ Anti-Fraud Provisions ,
Chief Compliance Officers ,
Compliance ,
Compliance Management Systems ,
Corporate Management ,
Corruption ,
Fraud ,
Internal Audit Functions ,
Regulatory Requirements ,
Risk Assessment ,
White Collar Crimes