Compliance Tip of the Day: Bringing Predictive Analytics into Your Compliance Regime
Keyless Ignitions and the Dangers of Carbon Monoxide Poisoning
Episode 120: Interview of NAVEX Global Third-Party Risk Officials: Chris Bailey and Stephen Gooding
[WEBINAR] Laying the Foundation for Maximizing Benefits Around Emerging Technologies
[WEBINAR] Automated Vehicle Pilot Project Risks and Smart Infrastructure
E12: GDPR Article 22 and Automated Decision Making
Straight Talks: Innovations in product liability for autonomous and connected vehicles
Frenemies: Gaining Efficiency Through Shared Services
Unfair and Unbalanced-Episode 19
On December 23, the CFPB released its annual fair lending report, which reviews the agency’s enforcement and supervision activities for 2024 and described a significant policy shift in fair lending oversight since the close...more
The federal government wants to facilitate the use of “highly automated” systems for transporting hazardous materials by air, water, and land (highways and rail). Most recently, on December 4, 2025, the Pipeline and Hazardous...more
Yes – our view is that, in the context of privilege, AI Systems should be treated like a “subordinate” of the lawyer, much like a trainee solicitor, pupil barrister, or paralegal working under the “direction and supervision”...more
The way it used to be: • New tariffs and trade measures were announced in the Federal Register and went through a rulemaking process before becoming effective. This gave importers and customs brokers time to plan for the...more
The US Patent and Trademark Office (USPTO) has announced the launch of its Automated Search Pilot Program, an initiative designed to evaluate the use of artificial intelligence (AI) tools to enhance patent prior art searches....more
On October 8, 2025, the U.S. Patent and Trademark Office (USPTO) announced it will begin implementing the Automated Search Pilot Program on October 20, 2025 (Federal Register)....more
On October 20, 2025, the U.S. Patent and Trademark Office (USPTO) will launch a new Artificial Intelligence Search Automated Pilot (ASAP!) Program to test the use of artificial intelligence (AI) tools in conducting...more
The United States Patent and Trademark Office (USPTO) is rolling out a new Automated Search Pilot Program, offering applicants a first-of-its-kind opportunity to receive a pre-examination, AI-generated prior art search...more
FINRA’s recent settlement with member Velocity Clearing, LLC spotlights supervisory priorities, serving as another reminder that even amid shifting SEC priorities and resource allocation, FINRA continues to impose significant...more
By now we’ve all heard about the transformative (and disruptive) powers of artificial intelligence (AI). Though AI has been around for many years, its recent rise to everyday use and contributions to swift innovation and...more
The US relies on existing federal laws and guidelines to regulate AI but aims to introduce AI legislation and a federal regulation authority. Until then, developers and deployers of AI systems will operate in an increasing...more
On promising workflow automation trends: “The blend between services and software is increasingly merging, as the focus moves toward delivering the ‘work’ or ‘outcome’ to a customer versus just the ‘software to support doing...more
The City of Long Beach introduced a new ordinance aimed at curbing retail theft and improving safety in grocery and drug stores that use self-service checkout stations. The ordinance applies to “drug retail establishments”...more
It’s Not a Pipeline Problem. It’s a Process Problem. The data is clear: 90% of firms have restructured their support teams, and yet over half are planning more changes. Why? Because even as firms respond to retirements and...more
Welcome to “Compliance Tip of the Day,” the podcast where we bring you daily insights and practical advice on navigating the ever-evolving landscape of compliance and regulatory requirements. Whether you’re a seasoned...more
In our earlier article, “Embarking on an AI Journey in Professional Services,” we outline foundational strategies for adopting artificial intelligence (AI), or more specifically Gen AI, in professional services settings....more
TCPA revocation cases are on the rise, and a closely related type of case– the internal DNC claim– is on the rise along with it. There is a slight difference between the two types of cases, and one which we don’t talk about...more
In today's data-driven business landscape, "single source of truth" (“SSoT”) has become the defining standard for trusted, authoritative, consistent, and accurate financial intelligence. As leaders in financial advisory, we...more
Policies shape everything, from how companies manage data to how they respond to global disruption. They define expectations, protect reputations, and serve as the backbone of your governance, risk, and compliance (GRC)...more
A federal court has upheld the IRS’s right to use automated tools to review Employee Retention Credit (ERC) claims, rejecting a challenge brought by two tax preparation firms. In ERC Today LLC v. McInelly, the U.S. District...more
Recent moves by federal and California regulators point to increased support for the development and accelerated rollout of autonomous vehicles (AVs). While these changes are incremental rather than sweeping, they show a...more
On April 24, 2025, US Transportation Secretary Sean P. Duffy announced a new National Highway Traffic Safety Administration (NHTSA) Automated Vehicle (AV) Framework as part of the Department of Transportation’s (DOT) agenda...more
On April 24, 2025, the National Highway Traffic Safety Administration (NHTSA) announced that it is expanding the Automated Vehicle Exemption Program (AVEP) to allow domestically produced autonomous vehicles to qualify for...more
Major changes are coming again to the Federal Risk and Authorization Management Program ("FedRAMP"), the federal government's cybersecurity authorization program for cloud service providers ("CSPs")....more
In May 2024, we released Part I of this series, in which we discussed agentic AI as an emerging technology enabling a new generation of AI-based hardware devices and software tools that can take actions on behalf of users. It...more