On February 16, 2015, the Texas State Securities Board voted to formally adopt their proposed Rule 139.27, which provides an exemption from dealer registration for intermediaries providing services solely in connection with...more
On February 9, 2015, the SEC proposed amendments requiring disclosure in proxy and information statements regarding issuers' policies governing the entrance of employees, officers, and directors into hedging transactions...more
2/16/2015
/ CD&A ,
Corporate Governance ,
Directors ,
Disclosure Requirements ,
Emerging Growth Companies ,
Employees ,
Equity Securities ,
Hedging ,
Item 402(b) ,
Proxy Statements ,
Regulation S-K ,
Securities ,
Securities and Exchange Commission (SEC)
On October 22, 2014, the Texas State Securities Board (the "TSSB") voted to formally adopt its proposed Rule 139.25, which provides an exemption from registration for intrastate securities offerings employing a limited...more