Paul Monsour

Akin Gump Strauss Hauer & Feld LLP

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SEC Issues COVID-19 Guidance that Clarifies Filing Relief Related to Form 10-K Part III Information and Addresses Relief for Form...

On April 6, 2020, the Securities and Exchange Commission (SEC) issued two Compliance and Disclosure Interpretations (C&DIs) that clarify and address regulatory relief (COVID-19 Order) for certain Exchange Act filings. C&DI...more

4/10/2020 / C&DIs , Coronavirus/COVID-19 , Filing Deadlines , Filing Requirements , Form 10-K , Form 8-K , Publicly-Traded Companies , Relief Measures , Securities and Exchange Commission (SEC)

SEC Updates Proxy Rule and Proxy Statement Interpretations

On May 11, 2018, the U.S. Securities and Exchange Commission’s (SEC) Division of Corporation Finance (the Division) consolidated and updated its interpretations of the proxy rules and Schedules 14A and 14C. The...more

5/24/2018 / C&DIs , Capital Markets , Corporate Financing , Disclosure Requirements , Proxy Season , Proxy Statements , Securities and Exchange Commission (SEC)

SEC Staff Issues New C&DI on Integration Analysis of Successive Offerings Made Under Different Provisions of Regulation D

On November 17, 2016, the Staff of the Division of Corporation Finance of the U.S. Securities and Exchange Commission (SEC) issued new guidance, in the form of Compliance and Disclosure Interpretation (C&DI) Question 256.34,...more

11/29/2016 / C&DIs , General Solicitation , Regulation D , Rule 152 , Rule 506 Offerings , Safe Harbors , Securities and Exchange Commission (SEC)

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