The U.S. Securities and Exchange Commission (the SEC or the Commission) voted on Friday, April 14, 2023, to reopen the comment period for previously proposed amendments to Rule 3b-16 under the Exchange Act of 1934 (the...more
5/17/2023
/ Broker-Dealer ,
Comment Period ,
Cryptocurrency ,
Decentralized Finance (DeFi) ,
Digital Assets ,
Proposed Amendments ,
Regulatory Reform ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Securities Regulation ,
Sellers ,
Trading Platforms
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
3/15/2023
/ Blockchain ,
Cryptocurrency ,
Decentralized Autonomous Organization (DAO) ,
Digital Assets ,
Enforcement Actions ,
Insider Trading ,
Investigations ,
Investment ,
Securities ,
Securities and Exchange Commission (SEC) ,
Token Sales ,
Virtual Currency
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
U.S. Developments -
Legislation -
Congress Members Reintroduce Bill to Define Digital Assets -
U.S. Representative Tom Emmer (MN-06) re-introduced legislation aimed at defining how regulators should classify and...more
8/3/2021
/ Blockchain ,
Cryptocurrency ,
Digital Assets ,
Digital Currency ,
European Commission ,
Financial Markets ,
FinTech ,
Gary Gensler ,
New Legislation ,
New Regulations ,
Russia ,
Securities and Exchange Commission (SEC) ,
Token Sales ,
Virtual Currency
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
U.S. Developments -
Legislation -
Congress Members Propose Legislation Aimed at Better Clarifying Digital Asset Regulation -
House Representatives Patrick McHenry (R-N.C.) and Stephen Lynch (D-Mass.) introduced legislation...more
3/22/2021
/ Bitcoin ,
Blockchain ,
Coinbase ,
Digital Assets ,
Digital Currency ,
Federal Reserve ,
Office of Foreign Assets Control (OFAC) ,
Popular ,
Proposed Legislation ,
Risk Alert ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC)
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
U.S. Developments -
Legislation -
Congress Members Introduce Stablecoin Legislation -
On December 2, 2020, Congresswoman Rashida Tlaib (MI-13), Congressmen Jesús “Chuy” García (IL-04) and Chairman of Task Force on...more
12/14/2020
/ Acquisitions ,
Alternative Trading System (ATS) ,
Bitcoin ,
Blockchain ,
Broker-Dealer ,
China ,
Cryptocurrency ,
Digital Assets ,
Dow Jones ,
Financial Industry Regulatory Authority (FINRA) ,
Germany ,
Open Source Software ,
Popular ,
Securities and Exchange Commission (SEC) ,
SIFMA ,
Stablecoins ,
Ukraine
The Digital Asset SEC Timeline serves as an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the...more
Perkins Coie LLP is pleased to bring you this updated Digital Asset SEC Timeline. This latest update includes recent settlement from the SEC In the Matter of BitClave PTE Ltd.
The Digital Asset SEC Timeline serves as an...more
Perkins Coie LLP is pleased to bring you this Digital Asset SEC Timeline. This Timeline is an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal...more
Perkins Coie LLP is pleased to bring you this Digital Asset SEC Timeline. This Timeline is an interactive compilation of select SEC guidance, enforcement actions, and speeches relating to the application of the federal...more
The staffs of the Division of Trading and Markets (Division) of the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) (collectively, the “Regulators”) published a joint...more
7/18/2019
/ Books & Records ,
Broker-Dealer ,
Customer Protection Rule ,
Digital Assets ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Services Industry ,
Initial Coin Offering (ICOs) ,
Investment Management ,
Joint Statements ,
Over The Counter Derivatives (OTC) ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
SIPA