Sian Langley

Walkers

+ Follow Contact

Latest Posts › Policies and Procedures

Share:

Protecting the 'eyes and ears of our society': Jersey's new whistleblowing regime

The importance of whistleblowers cannot be understated for ensuring the highest standards are maintained in financial services businesses. Outside the realm of financial services, the #MeToo movement has renewed the focus...more

12/3/2024 / #MeToo , Employment Rights Act , Financial Services Industry , Policies and Procedures , Public Interest Disclosure Act , Whistleblowers

AML update: JFSC announces its focus on PEPs in January 2024

The Jersey Financial Services Commission ("JFSC") recently announced that its first area of focus for its 2024 thematic examination programme will be politically exposed persons ("PEPs") (the "Examination"). The Examination...more

11/29/2023 / Anti-Money Laundering , Compliance Monitoring , Corruption , Due Diligence , Employee Training , Investigations , Policies and Procedures , Politically Exposed Person (PEPs) , Risk Assessment , Screening Procedures

AML update: regulatory expectations in respect of beneficial ownership & control

The Jersey Financial Services Commission (the "JFSC") recently published feedback from its 2022 thematic examination on the extent to which supervised persons complied with their regulatory obligations with respect to...more

9/21/2023 / AML/CFT , Anti-Money Laundering , Beneficial Owner , Compliance , Corporate Governance , Employee Training , Policies and Procedures , Risk Assessment

Director exemptions: changes to AML obligations

Introduction - Further to a recent update, in which the Government, in consultation with the Jersey Financial Services Commission ("JFSC"), announced its intention to make legislative changes to the anti-money laundering,...more

8/23/2023 / AML/CFT , Anti-Money Laundering , Financial Institutions , Internal Controls , Policies and Procedures , Recordkeeping Requirements , Risk Assessment , Risk Management

4 Results

View per page

Page: of 1