In this episode, Akin Gump investment management partners Kelli Moll and Stephen Vine report on the firm’s recent New York Private Investment Funds Conference, the topics covered from the dais and the hot topics going into...more
11/14/2018
/ #MeToo ,
Artificial Intelligence ,
Capital Markets ,
Cybersecurity ,
Foreign Investment ,
Fund Managers ,
Fund Sponsors ,
Hedge Funds ,
Interest Rates ,
Investment Funds ,
Investment Management ,
Investors ,
Legislative Agendas ,
Private Equity Funds ,
Professional Conferences
Registered investment advisers (RIAs) are required to review their policies and procedures on at least an annual basis. As an aid to the required review and to assist with timely completion of required compliance tasks, below...more
10/20/2015
/ Affiliates ,
Alternative Investment Fund Managers Directive (AIFMD) ,
Bank Secrecy Act ,
Chief Compliance Officers ,
Compliance ,
Conflicts of Interest ,
CPO ,
Cybersecurity ,
Department of Justice (DOJ) ,
Export Controls ,
FATCA ,
FinCEN ,
Foreign Affiliates ,
Foreign Investment ,
General Solicitation ,
Investment Adviser ,
Investment Funds ,
Patriot Act ,
Policies and Procedures ,
Private Funds ,
Proxy Voting Guidelines ,
Reporting Requirements ,
Securities ,
Securities and Exchange Commission (SEC) ,
Social Media Policy ,
Whistleblowers
Introduction -
Registered investment advisers are required to review their policies and procedures on at least an annual basis. As aid to the required review, below is a summary of material developments during the past...more
10/6/2014
/ Affiliates ,
Alternative Investment Fund Managers Directive (AIFMD) ,
Broken Windows ,
Chief Compliance Officers ,
CPO ,
Cybersecurity ,
Export Controls ,
FATCA ,
Foreign Affiliates ,
Foreign Investment ,
General Solicitation ,
Investment Adviser ,
Policies and Procedures ,
Private Funds ,
Proxy Voting Guidelines ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Social Media Policy
The Alternative Investment Fund Managers Directive (AIFMD) is due to take effect in member states of the European Economic Area (EEA) on July 22, 2013. Some EEA member states (including Germany, Ireland, Luxembourg,...more
Our Investment Funds group has received an update on the changes to the private placement rules for marketing of alternative investment funds (“AIFs”) in Germany following the implementation of the Alternative Investment Fund...more
7/5/2013
/ AIFM ,
Alternative Investment Fund Managers Directive (AIFMD) ,
Banks ,
Compliance ,
EU ,
Foreign Banks ,
Foreign Investment ,
Investment Funds ,
Private Equity ,
Private Equity Funds ,
Private Placements