Advancements in artificial intelligence (AI) continue to reshape the financial services industry, with the growing popularity of generative Al (GenAl) tools prompting increased attention from US regulators. At the end of...more
2/7/2025
/ Algorithms ,
Artificial Intelligence ,
CFTC ,
Commodity Exchange Act (CEA) ,
Compliance ,
Data Security ,
Financial Services Industry ,
FinTech ,
Machine Learning ,
NIST ,
Regulatory Requirements ,
Risk Management
After several years and 18,000 comments, yesterday regulators braved a “snow covered” Washington and voted to approve a final rule to prohibit banks from engaging in proprietary trading, known as the Volcker rule. As industry...more
12/12/2013
/ CEOs ,
CFTC ,
Dodd-Frank ,
Exemptions ,
FDIC ,
Federal Reserve ,
Hedge Funds ,
Market Making ,
OCC ,
Private Equity ,
Proprietary Trading ,
Reporting Requirements ,
Sovereign Debt ,
Volcker Rule
Beginning May 1, 2013, many new business conduct regulations adopted by the Commodity Futures Trading Commission (“CFTC”) pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) will begin to...more