In a 9-8 en banc decision, the U.S. Court of Appeals for the Fifth Circuit overturned a three-judge panel decision and invalidated the Nasdaq Board Diversity Rule, Rule 506, that had been approved by the Securities and...more
The Financial Industry Regulatory Authority, Inc. (FINRA) is an independent regulatory body, overseeing securities firms and their brokers and other registered personnel. Arbitration of employment disputes in the arbitration...more
11/23/2020
/ Arbitration ,
Arbitration Agreements ,
Breach of Contract ,
Class Action ,
Defamation ,
Employment Contract ,
Employment Discrimination ,
Expungement ,
Federal Arbitration Act ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Services Industry ,
Injunctive Relief ,
NASD ,
Securities Exchange Act ,
Whistleblowers