In this issue:
- Derivatives
- Capital and Prudential Regulation
- Remuneration
- Credit Ratings
- Funds
- Financial Services
- Enforcement
- Events
-...more
6/12/2014
/ Australia ,
Banks ,
Capital Markets ,
CCMR ,
CFTC ,
Compliance ,
Credit Ratings ,
Cross-Border ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
FDIC ,
Financial Regulatory Reform ,
Foreign Banks ,
Investment Funds ,
Leverage Capital Ratio ,
Memorandum of Understanding ,
Prudential Regulation Authority (PRA) ,
Remuneration
In this issue:
- Derivatives
- Regulatory Capital
- Bank Prudential Regulation
- Financial Market Infrastructure
- Financial Services
- Enforcement
- People
-...more
6/5/2014
/ Banks ,
Capital Markets ,
Capital Requirements ,
Compliance ,
Derivatives ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Markets ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
Securities and Exchange Commission (SEC) ,
UK
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Funds
- Financial Services
- Enforcement
- Events
- Excerpt from...more
5/27/2014
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Capital Markets ,
CCPs ,
CFTC ,
Commodities ,
Consumer Financial Protection Bureau (CFPB) ,
Credit Suisse ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Hedge Funds ,
Hedges ,
MiFID ,
No-Action Relief ,
Proposed Legislation ,
Reporting Requirements
In this issue:
- Derivatives
- Bank Prudential Regulation
- Financial Services
- Enforcement
- People
- Events
- Excerpt from Derivatives:
Implementing Regulation...more
In this issue:
- Derivatives
- Bank Prudential Regulation
- Financial Market Infrastructure
- Credit Ratings
- Consumer Protection
- Enforcement
- Events
- Excerpt from...more
5/14/2014
/ Banks ,
Compliance ,
Credit Ratings ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
Prudential Standards
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Market Infrastructure
- Enforcement
- Financial Crime
- Events
- Excerpt from Derivatives: CFTC...more
5/7/2014
/ Banks ,
Capital Markets ,
CFTC ,
Credit Ratings ,
Derivatives ,
DMO ,
EU ,
FDIC ,
Federal Reserve ,
Financial Conduct Authority (FCA) ,
OCC ,
SEFs ,
Stress Tests
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- People
- Events
- Excerpt from Derivatives:
Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Services
- Financial Crime
- Excerpt from Derivatives:
European Commission Consults on Definition...more
In this issue:
- Derivatives
- Bank Structure
- Regulatory Capital
- Financial Services
- Financial Market Infrastructure
- Funds
- Financial Crime
- People
-...more
In this issue:
- Derivatives
- Bank Structure
- Compensation
- Regulatory Capital
- Financial Services
- Funds
- Consumer Protection
- Enforcement
-...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Market Infrastructure
- Funds Enforcement
- Events Hearings
- People
- Excerpt from...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Market Infrastructure
- Financial Services
- Consumer Protection
- Enforcement
- People
- Events
-...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Funds
- Enforcement
- Events
- Excerpt from Derivatives:
Common Data Format for Pre-LOUs for the...more
The European Market Infrastructure Regulation (EMIR1) imposes new reporting, clearing, collateral and conduct of business requirements on all derivatives market participants which are based in the EU or deal with EU...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Hearings
- Excerpt from Derivatives:
FSB Consults on Approaches to Aggregate OTC Derivatives Data On 4...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Consumer Protection
- Enforcement
- Funds
- People
- Events
- Hearings
- Excerpt...more
The credit valuation adjustment charge in Basel III appears, at first glance, to be the preserve of quantitative analysts and the like. However, while complex, the CVA charge requires more widespread attention as it...more
On 3 September, ESMA published its technical advice to the European Commission on the equivalence of the US and Japanese derivatives frameworks to the EU rules. On 2 October, ESMA supplemented its technical advice with...more
Clarity to market participants on the equivalence of derivatives rules to European requirements has been much anticipated. On 3 September, ESMA published its technical advice to the European Commission on the equivalence of...more
The first wave of financial regulatory change affecting banks, brokers and their users is in the field of derivatives. Various deadlines for new reporting, clearing and conduct of business requirements are imminent. The...more