31 Days to a More Effective Compliance Program: Day 17- Podcasting for Compliance
Daily Compliance News: January 17, 2025 – The BitMEX Spanked Yet Again Edition
New Developments in Health Information Policy
Everything Compliance: Episode 147, The Welcome to 2025 Edition
31 Days to a More Effective Compliance Program: Day 16 - Effective and Tailored Compliance Training
Daily Compliance News: January 16, 2025 – The SEC Sues Musk (Again) Edition
31 Days to a More Effective Compliance Program: Day 15 – Monitoring and Improving Internal Controls
Great Women in Compliance: Catherine Razzano on Leading with Passion
Compliance into the Weeds: Navigating Return to Office Policies and Corporate Speak Up Culture
Daily Compliance News: January 15, 2025 – The Corruption is Back Edition
31 Days to a More Effective Compliance Program: Day 14 – Internal Controls
Innovation in Compliance: Todd Haugh on Ethical Decision Making in the Workplace - Beyond Financial Incentives
Daily Compliance News: January 14, 2025 The RTO Compliance Edition
Adventures in Compliance: The Case-Book of Sherlock Holmes – Business Ethics Lessons in ‘The Adventure of the Blanched Soldier
31 Days to a More Effective Compliance Program: Day 13 – Policies and Procedures
FCPA Compliance Report: Strategic ROI - Navigating Export Controls and Compliance
Daily Compliance News: January 13, 2025 The End of Western Civilization Edition
10 For 10: Top Compliance Stories For the Week Ending January 11, 2025
Episode 351 -- Deep Dive into the AAR FCPA Settlement
On January 29, NAVEX is hosting the Top 10 Trends in Risk and Compliance webinar. This post is a preview of two of the topics covered in the eBook and webinar: the current and expected future state of ESG, and human rights in...more
On January 14, 2025, the Department of Justice (DOJ) sued private equity giant KKR & Co. (KKR) for numerous violations of antitrust law, alleging that KKR repeatedly violated its obligations to provide information on its...more
In an effort to address a variety of concerns that have arisen over the past several years related to “lab shopping” for the most favorable cannabis test results, the Massachusetts Cannabis Control Commission (the...more
Starting January 2025, entities formed or registered to do business in Pennsylvania are required to file an annual report with the Department of State. Pennsylvania has repealed decennial reports and now requires most...more
On January 16th, Kilpatrick tax partner Jeff Reed presented during a New Jersey Society of CPAs, Bergen County seminar. Jeff discussed recent New York tax developments....more
Private equity sponsors and their healthcare portfolio companies are expected to ride the tailwind of an M&A rebound. Long-term capital gains tax rates will likely remain unchanged, or possibly drop. As a result, sellers may...more
Welcome to a special podcast series on the Compliance Podcast Network, 31 Days to a More Effective Compliance Program. Over these 31 days of the series in January 2025, Tom Fox will post a key part of a best practices...more
Welcome to the Daily Compliance News. Each day, Tom Fox, the Voice of Compliance, brings you compliance-related stories to start your day. Sit back, enjoy a cup of morning coffee, and listen in to the Daily Compliance...more
The updates include market consultation, consultation conclusions and various guiding materials by the HKEX, and bills for amendments to the Companies Ordinance by the Hong Kong government....more
The Stock Exchange concluded to adopt the proposed amendments to the CG Code, with certain modifications based on market feedback....more
New York State Governor Hochul recently gave us a “pre” New Year’s gift: effective on December 21, 2024, any individuals or businesses possessing the “private information” of New Yorkers must notify them, and certain state...more
The Internal Revenue Code requires corporations to provide information statements to employees (including former employees) and information filings to the IRS regarding exercises of incentive stock options (ISOs) by employees...more
Every outstanding attorney I work with (and believe me, they are all outstanding attorneys) is challenged by one basic thing: their mindset. That’s the value of a coach; I don’t get bogged down in the story my clients tell...more
On January 20, 2025, President-elect Donald Trump will assume office, ushering in significant changes across U.S. federal agencies, including the Securities and Exchange Commission (“SEC”). With the exit of SEC Chairman Gary...more
About the Orrick Legal Ninja Series – OLNS In substantially all of the major world markets, we have dedicated technology lawyers who support young German technology companies on their growth trajectory through all stages. As...more
On Tuesday, the SEC filed a complaint in the D.C. federal district court alleging that Elon Musk ignored the Section 13(d) beneficial ownership reporting deadline when, in March 2022, he acquired more than 5% of outstanding...more
I recently questioned the basis for Delaware' assertion of personal jurisdiction over controlling stockholders. I noted that there is no "deemed consent" statute for controlling stockholders as there is for directors and...more
Ohio businesses, take note: A new state law requires employers to provide employees with detailed earnings and deductions statements. Before this, Ohio was one of few states where employees did not have the right to receive...more
A group of 13 Democratic AGs wrote a letter to Walmart’s President and CEO expressing concern about Walmart’s announcement that it will end certain aspects of its diversity, equity, and inclusion (DEI) initiatives....more
Food Venture Financing Trends - Inari, a seed gene-editing company, raised $144 million in its Series G round....more
For years, Human Resources has often been perceived as a necessary expense. You’re heard it: a cost center focused on administrative tasks. Why? For years, HR was like that one drawer in your kitchen – full of tangled...more
This newsletter explores the emerging legal topics and issues affecting the condominium and cooperative services industry. Thought-leading attorneys from Moritt Hock & Hamroff’s Condominium and Cooperative Services Practice...more
A group of creative people has an idea about something people want and will pay for. But they don't have the capital to bring their idea to life and market it. They're just scrappy innovators...more
Stephanie Benedetto traces her entrepreneurial DNA to her great-grandfather, Pappy, who immigrated to the Lower East Side of Manhattan (the original garment district) from Austria in 1986. Pappy collected odds and ends of...more
At the 2025 HCCA Compliance Institute in Las Vegas (https://www.hcca-info.org/conferences/institutes/29th-annual-compliance-institute), Adam Greene, partner at Davis Wright Tremaine LLP will be leading the session “New...more