Inspired Choice Today: Navigating Compliance and Cultural Sensitivity with Tom Fox
Classroom Insiders, Season 2 – Exploring the Complexities of SEC vs. OBIS and the Misappropriate Theory
All Things Investigations: FCPA Alert Week Sam Salyer on Highlights and Trends from the 2024 FCPA Alert
Compliance Tip of the Day: Using AI for Continuous Monitoring
Presidential Leadership Lessons- The Rise and Presidency of Calvin Coolidge: An American Success Story
Creativity and Compliance – Innovative Compliance Strategies with Jim Webb
Daily Compliance News: December 13, 2024 - The Token Fine Edition
Driving Towards Greater Transparency and Sustainability in the EV Market with Davide Giacobbe and ScoutIt
AGG Talks: Cross-Border Business Podcast - Episode 22: What Global Companies Need to Know About Navigating FDA Regulations and U.S. Market Entry
Executive Compensation in Mergers and Acquisitions — Troutman Pepper Podcast
Regulatory vs. Business Compliance
December 12, 2024 - The Get Out of Jail Free Card-Up Edition
Compliance Tip of the Day – Leveraging AI to Navigate Emerging Risks
All Things Investigations: FCPA Alert Week Tamara Kraljic on International Lessons Learned in 2024
Fox on Podcasting- Celebrating Excellence in Podcasting in the Domestic Arena
No Password Required Podcast: Application Pen Tester, Author, and Bug Bounty Enthusiast
All Things Investigations: FCPA Alert Week – Dan McLaughlin on Lessons Learned in 2024
Great Women in Compliance – Jacquelyn Pruet on Driving Change in Challenging Environments
Compliance into the Weeds: Potpourri of Compliance Issues
Elon Musk made headlines earlier this year when he shifted Tesla’s incorporation from Delaware to Texas. This was in reaction to a Delaware court's striking down his pay package—a high-stakes case of taking your ball and...more
On December 11, 2024, the U.S. Court of Appeals for the Fifth Circuit struck down Nasdaq’s board diversity rules, which were designed to increase representation of women and minorities on corporate boards. Since 2023, the...more
The shocking murder of Brian Thompson, the Chief Executive Officer of UnitedHealthcare, while walking to an investor meeting in New York City on December 4, 2024, has caused many boards of directors and executive teams to...more
On this episode of Culture & Compliance Chronicles, Amanda Raad and Nitish Upadhyaya from Ropes & Gray’s Insights Lab, and Richard Bistrong of Front-Line Anti-Bribery, are joined by Danny Mayhew, the global head of...more
Episode 12: Exploring Consolidation and Private Equity Investment in Physician Practice Management - In this episode of BRight Minds in Healthcare Delivery, host Eric Tower interviews Robert Aprill, a partner at Physician...more
On December 11, in a 9-8 ruling, the Fifth Circuit invalidated the SEC’s approval of the Nasdaq board diversity rule in Alliance for Fair Board Recruitment v. SEC. Invoking the “major questions” doctrine, the court ruled the...more
Ever heard of the forgetting curve? It suggests that we forget 50% of what we learn within a day – and over 90% within a month if we don’t invest time in revisiting it. So, why does this matter?...more
Launching a new sports league is not for the faint of heart, and there are many consequential decisions to be made during the early stages. One of the more significant and consequential issues is the structure of the league....more
Entities should continue preparing to comply with BOI reporting requirements. On December 10, 2024, the Financial Crimes Enforcement Network (FinCEN) alerted businesses that, for now, they do not need to report their...more
Caroline Biesalski introduces Tom Fox, who shares his journey to becoming a full-time podcaster, particularly highlighting the impacts of COVID-19 on his career shift. He discusses his unique approach of blending technical...more
The Corporate Transparency Act (CTA) plays a vital role in protecting the U.S. and international financial systems, as well as people across the country, from illicit finance threats like terrorist financing, drug...more
As of the posting of this article, reporting companies nationwide do not need to comply with the Corporate Transparency Act’s (CTA) January 1, 2025, beneficial owner information (BOI) reporting deadline. Yet, given the appeal...more
SEC officials have declared artificial intelligence (“AI”) “the most transformative technology of our times” while cautioning that “if a public company is using AI, that company has to be honest about the role AI plays in its...more
As both public and private companies “doing business” in California with annual revenues above $1 billion prepare to comply with SB 253, CARB last week issued an important enforcement notice stating that it has elected to...more
On November 15, 2024, the Small Business Administration’s (SBA) Office of Hearings and Appeals (OHA) affirmed the Area Office’s finding that a tribal-owned company was small due to the affiliation exceptions for tribal-owned...more
Gibson v. Konick, C.A. No. 2022-1036-LWW (Del. Ch. July 10, 2024) - The Court of Chancery dissolved a single asset LLC even though the LLC agreement required a unanimous vote of the members to dissolve, and one of the two...more
UK Research and Innovation (UKRI) has recently published a list of UK universities that have voluntarily adopted certain (supposedly) best practice policies for deal terms of research transfers to start-ups (we simply refer...more
A petition calling for a new pan-European corporate structure for startups has been sent to the EU Commission with 13K+ signatures. “We managed to make this an urgent matter in Brussels,” petition backers said. “Now we need...more
Related to today’s webcast – “Hot Governance and Engagement Proxy Tips You Need to Know” – courtesy of Steve Pantina of Proxy Analytics, here are 2024 proxy season stats through the end of November...more
The Corporate Transparency Act (31 U.S.C. § 5336, the CTA), which went into effect on January 1, 2024, requires a broad range of corporations, limited liability companies, and other entities (“reporting companies”) to file...more
Not a month goes by without new allegations of #MeToo offences. In addition, there is a call for more stringent regulations on transgressive behaviour. This has led to a stronger focus on compliance standards. Organisations...more
The Digital Personal Data Protection Act (DPDPA) is a landmark piece of legislation that has reshaped the regulatory environment for data privacy in India. With its stringent requirements, the DPDPA presents new challenges...more
Tips for boosting employee confidence and transparency with robust policy alignment practices. Now more than ever, employees are taking the initiative to report unethical behavior in the workplace and voice their...more
Welcome to Season 2 of Classroom Insiders, a podcast with Professor Karen Woody and her Insider Trading Seminar students from Washington and Lee University. They explore the arc and evolution of insider trading over the last...more
In this fifth installment of PilieroMazza’s series on the reporting requirements associated with the Corporate Transparency Act (CTA) we discuss the nationwide preliminary injunction halting enforcement of the CTA. While...more