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529 Plans Capital Markets

Lowenstein Sandler LLP

Recent Developments in FINRA’s Award of Credit for Extraordinary Cooperation Offers Guidance to Member Firms

Lowenstein Sandler LLP on

In 2020, the Financial Industry Regulatory Authority Inc. (FINRA) settled alleged rule violations with various large investment firms, including Merrill Lynch, Citigroup Global Markets Inc. (CGMI), Transamerica Financial...more

Robins Kaplan LLP

Financial Daily Dose 5.29.2020 | Top Story: Google Cut Costs . . . .

Robins Kaplan LLP on

Google cut costs by rescinding offers to more than 2,000 contract workers due to the strains of the pandemic....more

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