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Administrative Procedure Act Securities and Exchange Commission (SEC) Fund Managers

Lowenstein Sandler LLP

Federal District Court Vacates the Security and Exchange Commission’s Expanded Dealer Rule

Lowenstein Sandler LLP on

On Nov. 21, Judge Reed O’Connor of the Northern District of Texas vacated the Security and Exchange Commission’s (SEC) newly enacted Rules 3a5-4 and 3a44-2 (collectively, the Dealer Rule), which expanded the scope of who...more

Akin Gump Strauss Hauer & Feld LLP

Industry Groups Challenge SEC Private Fund Adviser Rule

Earlier today, a coalition of private fund industry organizations filed a petition in federal court seeking judicial review of the “Private Fund Adviser” rule. This rule was adopted by the Securities and Exchange Commission...more

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