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Alternative Investment Fund Managers Directive (AIFMD) › Broker-Dealer › Dodd-Frank Wall Street Reform and Consumer Protection Act

Katten Muchin Rosenman LLP

Bridging the Week - July 2015 #4

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FC Stone Companies and Goldman Sachs Receive Largest Fines in CME Group’s 27 Disciplinary Actions Cascade: CME Group handed down sanctions in 27 separate disciplinary actions last week for alleged violations of rules...more

Troutman Pepper

Investment Management Update - January 2015

Troutman Pepper on

Investment Management Update - January 2015 This podcast is a recording of the January 2015 webinar that Pepper partner Gregory J. Nowak participated on for West LegalEdcenter. Mr. Nowak discussed a regulatory outlook...more

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