Fundraising Trends in Private Equity for GPs and LPs
Podcast - Credit Funds: How PE Funds Can Address and Minimize Conflict When Expanding Into Credit
Across the Board-Episode 6, will your assets be stranded?
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations (OCIE) issued a risk alert entitled Observations from Examinations of Investment Advisers Managing Private Funds (the “Alert”). The...more
• The SFC has identified nine common areas of non-compliance in managing funds and discretionary accounts. • The SFC urged licensed corporations to review their existing internal control procedures and operational...more