News & Analysis as of

Alternative Investment Fund Managers Directive (AIFMD) European Securities and Markets Authority (ESMA) Payment Services Directive

Proskauer Rose LLP

Regulation Round Up - October 2017

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3 October - The Prudential Regulator Authority (PRA) published a policy statement on strengthening accountability in banking and changes to senior managers regime (SMR) forms. The changes to the SMR forms will become live on...more

Proskauer Rose LLP

Regulation Round Up - April 2017

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Key developments in April 2017: 3 April - The FCA published its Consultation Paper on persistent debt and earlier intervention remedies, “Reforming the availability of information in the UK equity IPO process”...more

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