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Alternative Trading System (ATS) › Risk Management › Disclosure Requirements

Proskauer - Corporate Defense and Disputes

SEC Director of the Division of Enforcement Discusses Market Structure Enforcement

Proskauer - Corporate Defense and Disputes on

On November 2, 2015, the Director of the SEC Division of Enforcement Andrew Ceresney spoke at the “SIFMA Compliance & Legal Society New York Regional Seminar” and outlined the SEC’s enforcement priorities with respect to...more

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